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Fifty
years of 'Maternal Deprivation' reassessed -
by
Kingsley Miller
Although
it is over 50 years since the phrase 'Maternal Deprivation'
was coined, the research of John Bowlby still
exerts a considerable influence on decision makers who determine
the upbringing of children in secretive family court
proceedings.
| Free
Paper written for the British Association for the Study
and Prevention of Child Abuse and Neglect BASPCAN Fifth
National Congress |
It is now over 30 years since Professor Sir Michael Rutter's
seminal work 'Maternal Deprivation; Reassessed' (1972) in
which he challenged the accepted principle upon which family
court proceedings in the UK are based. Although the Children
Act 1989 sought to give such research the force of law, by
redressing the balance between mothers and fathers in the
interests of the welfare of their children, judicial practice
still has not changed.
Judges in the UK do not have formal training in children's
welfare. Instead in theory they follow the advice given by
Family Court Welfare Officers now part of CAFCASS. In reality
'court authorities' or case laws form the benchmark for any
decision regarding the welfare of children. For example a
cornerstone of family court proceedings is the case law set
by the former Master of the Rolls Lord Donaldson. "At
the risk of being told by academics hereafter that my views
are contrary to well-established authority, I think that
there is a rebuttable presumption of fact that the best interests
of a baby are best served by being with its mother and I
stress the word 'baby'. When we are moving on to whatever
age it may be appropriate to describe the baby as having
become a child, different considerations may well apply.
But as far as babies are concerned, the starting point is,
I think, that it should be with its mother." (Lord Donaldson
MR, Re D (A Minor) (Residence Order, 1992) 2 FLR 332, 336.
CA). This precedent followed the example given by Sir Roualeyn
Cumming-Bruce, "It has also been said that it is not
a principle but a matter of observation of human nature in
the case of upbringing of children of tender years, that
given the normal commitment of a father to support the family,
the mother, for practical and emotional reasons, is usually
the right person to bring up the children." (Per Sir
Roualeyn Cumming-Bruce in Re H (a minor) 1 FLR 51, CA.1990).
In the same way criminal law has 'precedents' the Family Division
has 'court authorities', made by judges hearing cases in
the Court of Appeal or High Court. Because of the doctrine
of staire decisis formal justice requires 'consistency' therefore
the lower courts must follow the ratio decidendi laid down
by the higher court, and judges must respect and follow decisions
or court authorities of other judges in the same level court.
It is through this judicial process that Bowlby's theory
of 'Maternal Deprivation' still exerts a considerable influence
in disputes over access or custody notwithstanding the age
of the child.
According to the theory of 'Maternal Deprivation' or as it
is more commonly referred to in the courts and in the USA
the 'Tender Years' doctrine, infants form a special relationship
with their mother, which is qualitatively different from
the relationship they form with any other kind of person.
By a mechanism that Bowlby (1951) saw as very similar to
imprinting, he considered that the young infant developed
a firm attachment to his or her mother within the first six
months of life, and that if this attachment or bond was then
broken, the infant would suffer serious consequences.
Hayes (2000) describes how Bowlby's work rapidly assumed a
political dimension, as his research was seized by the post-war
pressure groups, which argued that women should stay at home
and look after children full-time. This had become a sensitive
political issue because there were a large number of returning
servicemen, and it was considered necessary that jobs should
be freed for them. Since women had worked during the war
and carried on working afterwards, some people argued that
they should return to full-time child care in the home, and
free their jobs for the returning servicemen.
The political nature of this debate meant that Bowlby's research
received a large amount of publicity, which was inevitably
sensationalised. However, Bowlby himself had included in
his book 'Child Care and the Growth of Love' (1953) a table
of the kinds of circumstances which were likely to damage
children. These were mostly extreme circumstances, like 'war',
'famine', 'death', but he did include, 'mother working full-time',
and it was this phrase which fuelled the debate, until the
term 'Maternal Deprivation' became a catch-phrase in society.
Some of the returning servicemen included solicitors who
were later to become judges. For example Lord Donaldson served
with the Guards Armoured Divisional Signals in north-west
Europe from 1942-45 and with the Military Government in Schleswig-Holstein
before called to Bar, Middle Temple, 1946. He later went
on to become Master of the Rolls who is the highest judge
with civil responsibilities.
Early evidence cited by Bowlby did indeed seem to suggest that
children could be harmed as a result of 'Maternal Deprivation',
and moreover that it could last until adult life. Bowlby
cited a study by Spitz (1945), who described how the depression
a child felt at losing a parent could last until childhood;
and a study by Goldfarb (1943), showing how children who
had lived in institutions for their first three years of
life were less rule-abiding, less sociable and less intelligent
(as measured by IQ tests) than a comparable group who had
been fostered. Bowlby himself reported how, of forty-four
juvenile delinquents attending a child guidance clinic, seventeen
had been separated from their mothers for a significant period
before the age of 5, which was not the case for a control
group of forty-four disturbed adolescents who had not broken
the law.
Other evidence for 'Maternal Deprivation' accrued rapidly.
Patton and Gardner (1963) introduced the concept of deprivation
dwarfism, showing that deprived and neglected children were
often under-sized by comparison with others. And a further
study by Bowlby (1956), of sixty children who had spent a
period in a sanatorium before the age of 4, showed lower
school achievement in later childhood and a tendency to over-excitability
and daydreaming.
That serious psychological disturbance could result from early
experience seemed clear. In particular, such disturbances
seemed to interfere with the capacity to form meaningful
relationships with others, even at times resulting in 'affectionless
psychopathy'. The way in which attachments are formed in
human infants rapidly became the subject of extensive psychological
research. In 1964, a paper by Schaffer and Emerson produced
new evidence for the attachment process. Rather than using
clinical interviews and retrospective data from hospital
and school records, as Bowlby had done, Schaffer and Emerson
performed ethological observations of how mothers and infants
interacted in their own homes.
Schaffer and Emerson (1964) found that attachments did not
automatically result from the mother simply being with the
baby, as Bowlby had thought. Instead, they seemed to develop
as a result of the quality of the interaction which the baby
and mother. This meant that in some circumstances, an infant
might form a relationship with someone who was not their
primary caretaker (the person who looked after them most
of the time) In some cases too the infants formed multiple
attachments, developing relationships with more than one
person. These findings seriously challenged Bowlby's idea
of 'monotropy', since an important feature was that there
could be only one special relationship for any one child.
Perhaps because of the political nature of the 'Maternal Deprivation'
debate, the findings by Schaffer and Emerson did not receive
much attention in the popular media. They were, however,
very influential in opening up a wide range of research.
What Schaffer and Emerson had shown was that babies are sociable.
They respond best to those people who interact with them,
not just to the people who take care of their physical needs.
Newson (1974) also argued that mothering skills are not in
any way innate or instinctive. Instead, they are skills,
which are acquired as you become more able to detect and
understand that baby's responses. Babies, on their part,
learn very fast, and respond more to those people who are
sensitive to their actions. They are also, as Schaffer and
Emerson showed, more likely to form attachments with people
who respond sensitively to them. The implication here is
that interacting with babies is a learned skill; and fathers
can acquire these skills just as mothers do, given motivation
and opportunity.
The early study by Schaffer and Emerson showed that infants
could develop multiple attachments - several of the infants
in their study were as attached to their fathers as to their
mothers. Some, too, had developed an attachment to the father
but not to the mother, even though it was the mother who
was looking after them most of the time. In such cases, always,
it was the father who responded most sensitively to the child.
Parke and O'Leary (1976) observed mothers and fathers in a
maternity ward. What they found was that, contrary to the
popular stereotypes, fathers tended to be very keen on interacting
with their infants, and were neither inept nor uninterested
in what their new born children were like. Instead, they
were often as sensitive in interacting with their infants
as the mothers were.
Parke and Swain (1980) observed mothers and fathers each feeding
their 3-month-old infants. They also found that the fathers
responded just as sensitively to infant cues as the mothers
did, responding in terms of both social interaction - conversational
or gestural - and by adjusting the pace of feeding according
to the signals being put out by the child. However, they
did find that fathers tended to hand the responsibility for
caretaking to their wives rather than adopting that responsibility
themselves. The skills that fathers had in parenting became
apparent only when they were asked to demonstrate how they
would go about interacting with their children for the investigators:
much of the time they did not seem to exercise these skills
at home.
In his work, 'Maternal Deprivation: Reassessed' Rutter (1991,
p217) states,
- Investigations
have demonstrated the importance of a child's relationship
with people other than his mother.
- Most
important of all there has been the repeated findings that
many children are not damaged by deprivation.
- The
old issue of critical periods of development and the crucial
importance of early years has been reopened and re-examined.
The evidence is unequivocal
that experiences at all ages have an impact.
- The
first few years may have a special importance for bond formation
and social development.
Bowlby's theory of 'Maternal Deprivation' was that children
were damaged by separation from their mother or mother figure.
Rutter pointed out that children were not invariably so damaged
and that, in any event, other people, including their fathers,
are also very important to children. Yet, as the 'court authorities'
indicate, it is the work of Bowlby not Rutter, which defines
the approach adopted by judges in family court proceedings.
In exceptional circumstances the office of the Official Solicitor
may ask for an expert opinion to clarify such issues. For
example, Dr. Sturge in consultation with Dr. Glaser were
asked to prepare a report (Sturge & Glaser, 2000) for
the cases Re L (Contact: Domestic Violence); Re V (Contact:
Domestic Violence); Re M (Contact: Domestic Violence); Re
H (Contact: Domestic Violence) [2000] 2 FLR 334).
A particular aspect of research they were asked to comment
upon is the phenomenon of Parental Alienation Syndrome (PAS).
They state that PAS does not exist because it is:
a.. not recognised in either the American classification
of mental disorders (DSMIV) or the international classification
of disorders (ICD10);
b.. not generally recognised in our or allied child mental health specialities.
PAS is the process by which one parent, usually the mother,
turns the child against the other parent in a dispute over
access or custody. Sturge & Glaser argue that PAS assumes
a cause (seen as misguided or malign on the part of the resident
parent) which leads to a prescribed intervention whereas
the concept (which no one claims to be a 'syndrome') is simply
a statement aimed at the understanding of particular situations
but for which a range of explanations is possible and for
which there is no single and prescribed solution, this depending
on the nature and individuality of each case. They believe
the basic concept in the PAS is a uni-directional one as
if such situations are a linear process when they are, in
fact, dynamic and interactional with aspects of each parent's
relationship to the other interacting to produce the difficult
and stuck situation. PAS only increases the complexity and
difficulty of solution finding.
Sturge & Glaser consider PAS not to be a helpful concept
and that the sort of problems the title of this disorder is
trying to address is better thought of as 'implacable hostility'.
They cite a rebuttal of PAS from the USA by Faller, 'The Parental
Alienation Syndrome: What Is It and What Data Support It?'
(1998) But this work is itself subject of a critique by Dr.
Gardener (1998) one of the researchers who first highlighted
the problem in the United States. Gardener describes how typically
children who suffer with PAS will exhibit most of the following
moderate or severe symptoms.
1. A campaign of denigration 2. Weak, absurd, or frivolous
rationalisations for the deprecation 3. Lack of ambivalence
4. The "independent-thinker" phenomenon 5. Reflexive
support of the alienating parent in the parental conflict
6. Absence of guilt over cruelty to and/or exploitation of
the alienated parent 7. The presence of borrowed scenarios
8. Spread of the animosity to the friends and/or extended
family of the alienated parent
Gardener (2000) berates Sturge & Glaser for ignoring the
growing amount of research on the subject and compares PAS
to other medical conditions from the past that were not immediately
identified. For example Gille de la Tourette first described
his syndrome in 1885. It was not until 1980, that the disorder
found its way into the DSM. It is important to note that at
that point, Tourette's Syndrome became Tourette's Disorder.
Similarly, Asperger first described his syndrome in 1957. It
was not until 1994 that it was accepted into DSM-IV and Asperger's
Syndrome became Asperger's Disorder.
He goes on to claim that the symptoms of PAS can be recognised
in much the same way as any other medical condition. For
example, a person suffering with
pneumococcal
pneumonia may have chest pain, cough, purulent sputum, and
fever. However, the individual may still have the
disease without all these symptoms manifesting themselves.
The syndrome is more often "pure" because most of
the symptoms in the cluster predictably manifest themselves.
Another example would be Down's Syndrome, which includes a
host of seemingly disparate symptoms that do not appear to
have a common link.
In an interview (Dyer, 2002) the High Court Judge, Mr. Justice
Wall, Chairman of the Children Act Sub-Committee, seemed
to lend weight to Gardener's interpretation. He describes
how he has dealt with disputes over access or custody by
letting children move home from the mother to the father.
"
I have done it in one or two cases but that requires a very
delicate process. What is very interesting, I've found in the
cases where I've done it, is how rapidly the alienation seems
to disappear. A child who a few weeks before had been saying,
'My father is a rapist and a kidnapper and I am frightened
of him out of my wits, I don't ever want to see him I'm so
frightened of him', in a month or so that child is happily
living with his father - with very skilled therapeutic intervention,
I have to say. It doesn't happen just like that".
These cases were not heard in the High Court or Court of Appeal
therefore do not form 'court authorities' but perhaps they
can shine a light on Gardener's frustration with UK courts.
Instead of perceiving the problem in terms of refusing to
recognise that PAS exists perhaps he should see it in terms
of misdiagnosis.
In 'The Battered Child Syndrome' Smith (1975) outlines how
this condition was first medically recognised. According
to his account it went through a considerable period of misdiagnosis.
One of the earliest recorded cases in 1898 was described
as, "early rickets on account of the absence of any
other assignable cause."
During the forties early radiological reports considered a
number of other possible explanations. For example that children
injured themselves during convulsions, that skeletal disease
had so weakened the bones that they were vulnerable to trauma
or that they were suffering from scurvy. Smith makes the
point that at this time it was recognised "injuries
may be denied by the mothers or nurses because injury of
an infant implies negligence on the part of its caretaker."
It was not until Kempe in the early sixties, a paediatrician
at the University of Colorado School of Medicine, that the
medical condition was officially recognised. He was concerned
by the large number of children admitted under his care who
were suffering from non accidental injury. In order to obtain
a more accurate picture he undertook a nation-wide survey
of hospitals. To direct attention to the seriousness of the
problem he proposed the term 'battered child syndrome.'
Research should inform policy. As Kempe has shown without identifying
the cause of the problem it is impossible to treat the symptoms
effectively. But the same influences that prevented the effective
treatment of this condition could also apply to PAS. Rutter
(1991, p131) describes how the term 'Maternal Deprivation'
covers a most heterogeneous range of experiences and of outcomes
due to quite disparate mechanisms. He considers these main
areas or as Rutter labels them 'syndromes' thought to result
from 'Maternal Deprivation' and the mechanisms proposed for
their causation. These include Acute Distress Syndrome, Conduct
Disorders, Intellectual Retardation, and Affectionless Psychopathy. "While
it has been recognised that the experiences subsumed under
'Maternal Deprivation' are complex, there is still a tendency
to regard both the experiences and the outcomes as a syndrome
which can be discussed as a whole" (Rutter 1991, p16).
This tendency extends to the judiciary who would rather add
the symptoms described by Gardener than recognise PAS and
undermine the basic principle to which decisions in the Family
Division are wedded; that the best interests of a child lie
with his or her mother.
According to Dame Butler-Sloss, the shared-parenting philosophy
proposed by the Children Act 1989 is, "thought out,
but not sorted out" (Driscoll, 2002). The President
of the Family Division states that every child must have
a base: "A child should know which is his bedroom in
his home and, confident of that, spend as much time as is
practical with the other parent." Although Bowlby (1951)
maintained that children thrive better in bad homes than
in good institutions his more recent writings (1988) acknowledge
the complexities of the situation and of the dangers of comparisons
of this sort. Whilst accepting, on the whole, it appears
that separations may be less stressful if the infant remains
in a familiar environment, Rutter (1991) states that the
effects of a strange environment are less consistent and
it seems that it is the nature of the strangeness as well
as the presence of a novel stimulus which is important. "Indeed,
some novel stimuli may be pleasurable to the child" (p39).
It is one of the hardest things in the World to try and change
the status quo. Sturge & Glaser state in the preface
to their report, "We approach this task with humility
as much of what we say is self-evident, is clearly already
part of the judiciary's thinking as is illustrated in so
many judgments, and as we cite a literature that is well
known to many in the legal profession involved with child
care." As a result of challenging this thinking Gardener
has suffered professional recrimination (Bruch, 2002). It
would be logical to assume that if the problem lies within
the courts it must be possible to change these decisions
through the court process. But the author has raised these
issues, as a litigant in person, on several occasions in
the Court of Appeal only to be told by Lady Justice Hale
(19thNovember, 2002) that he would not be allowed a full
hearing because, "It does not subject psychological
theories to that sort of close examination,"[2002] EWCA
Civ 1759.
Maybe what is required to facilitate the transition from research
to practice in this country is something like the Frye Test
in the USA, which is the accepted mechanism through which
relatively recent scientific developments are subjected to
professional scrutiny before acceptance as a legal entity.
It seems manifestly unfair that a theory such as 'Maternal
Deprivation' is accepted without condition whilst PAS is
ignored.
Sturge & Glaser consider PAS not to be a helpful concept.
This begs the question, helpful to whom? Do they mean other
psychologists and sociologists? Or do they mean the judges
and lawyers?
Perhaps the last word should go to Baroness Hayman, 15thApril
1999, speaking for the Department of Health, who replied
to a Member of Parliament's enquiry on behalf of a concerned
father,
" Most practitioners would consider denigration of one parent
by the other to be emotionally abusive but if the child was
otherwise well cared for the court may feel that it is in the
child's best interests to remain with the denigrating parent,
leaving the denigrated parent understandably aggrieved."
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